Compliance & Governance
Documented policies, identity management (M365), and audit-ready controls mapped to FTC Safeguards and SEC obligations.
For Financial Services Firms
Your clients trust you with their financial lives. Does your IT reflect that?
Focus on growth — let us handle the regulatory and cyber risk.
Cybersecurity, compliance, and continuity built for financial services firms. Prove governance to regulators, contain threats before they escalate, and recover rapidly — backed by enterprise-grade IT operations and CEFEX-assessed practices aligned with FTC Safeguards Rule and SEC Cybersecurity Disclosure obligations.
The threat landscape for firms like yours
88%
of all ransomware breaches now target small and mid-sized businesses — not large enterprises.
Verizon 2025 Data Breach Investigations Report
$1.2M+
average total recovery cost per ransomware incident — excluding any ransom paid.
Sophos / PurpleSec 2025
58%
of small businesses that suffered a ransomware attack closed within six months.
Huntress 2024
Security & Compliance Focused Operations
Three pillars work together so financial services firms can prove governance, stay ahead of threats, and recover rapidly — without slowing the business down.
Business Continuity
Tested backups, rapid failover, and structured recovery — so client data and operations stay protected when something goes wrong.
Integrated SOC (Security Operations Center)
24/7 monitoring, detection, and response — closing the gap between "we have tools" and "we can actually respond."
Governance aligned with FTC Safeguards Rule and SEC Cybersecurity Disclosure standards — backed by resilient infrastructure, rapid recovery, and enterprise-grade IT operations.
Why financial services leaders choose Philotech
Built for the realities of regulated finance: regulator-ready governance, controlled risk, and continuity that holds up when it matters.
Regulatory Alignment by Design
Frameworks structured around FTC Safeguards Rule and — for registered entities — SEC Cybersecurity Disclosure obligations.
Controlled Risk Infrastructure
Proactive monitoring and enforced policies that reduce breach likelihood, contain escalation when an incident occurs, and give you documented evidence to prove governance to regulators and auditors.
Business Continuity Built-In
Tested backups, rapid failover, and structured recovery to protect client data and operational uptime.
Philotech is TPA Benchmark's designated IT provider, delivering cybersecurity, compliance, and managed IT services built specifically for financial firms — including RIAs, broker-dealers, third-party administrators, financial planners, insurance firms, and family offices.
Philotech's practices are CEFEX-assessed against industry cybersecurity best practices — independent verification that the governance is real, not aspirational.
Complimentary · 30 minutes
Schedule a complimentary cybersecurity & compliance review
In approximately 30 minutes, we'll review your governance posture, identify the highest-impact gaps, and outline what closing them looks like for a firm your size.
- Posture review against FTC Safeguards & SEC standards
- Continuity & recovery readiness assessment
- Detection & response capability check — not just tooling
- Prioritized roadmap — no obligation, no sales pitch
